The following licenses were previously held during my financial services career but are no
longer active.

• FINRA Series 3 – National Commodities Futures
• FINRA Series 7 – General Securities Representative
• FINRA Series 24 – General Securities Principal
• FINRA Series 30 – Futures Branch Manager
• FINRA Series 55 – Equity Trader (now retired by FINRA)
• FINRA Series 63 – Uniform Securities Agent State Law Exam